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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-07
  • MO RA
    APPROVED
    Since 2022-01-07

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

O'FAllon, MO • United States

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St. Louis MO 03/2021 09/2021
Associate Staffing Llc Charlotte NC 10/2020 03/2021
Unemployed Boonville MO 06/2020 09/2020
Cleek's Home Furnishings Boonville MO 04/2020 05/2020
University Of Missouri - Columbia Columbia MO 01/2018 05/2020
Boston Red Sox Fort Myers FL 01/2020 03/2020
Ballparks Of America Branson MO 06/2019 08/2019
Hibbett Sporting Goods Columbia MO 04/2018 05/2019
City Of Columbia, Parks & Recreation Columbia MO 04/2014 10/2018
Moberly Area Community College - Columbia Columbia MO 08/2016 12/2017
Boonslick Ymca Boonville MO 09/2017 11/2017
Lids Sports Group Columbia MO 09/2016 06/2017
Citi O'FAllon MO 10/2021 Present
  • 03/2021 → 09/2021
    St. Louis, MO
  • 10/2020 → 03/2021
    Associate Staffing Llc
    Charlotte, NC
  • 06/2020 → 09/2020
    Unemployed
    Boonville, MO
  • 04/2020 → 05/2020
    Cleek's Home Furnishings
    Boonville, MO
  • 01/2018 → 05/2020
    University Of Missouri - Columbia
    Columbia, MO
  • 01/2020 → 03/2020
    Boston Red Sox
    Fort Myers, FL
  • 06/2019 → 08/2019
    Ballparks Of America
    Branson, MO
  • 04/2018 → 05/2019
    Hibbett Sporting Goods
    Columbia, MO
  • 04/2014 → 10/2018
    City Of Columbia, Parks & Recreation
    Columbia, MO
  • 08/2016 → 12/2017
    Moberly Area Community College - Columbia
    Columbia, MO
  • 09/2017 → 11/2017
    Boonslick Ymca
    Boonville, MO
  • 09/2016 → 06/2017
    Lids Sports Group
    Columbia, MO
  • 10/2021 → Present
    Citi
    O'FAllon, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15

View on SEC IAPD

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