John Thomas Dougherty

Employer firm

Glenwood Investment Group, LLC CRD 132950

$199M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 01/2022
  Securian Financial Services
  Phoenix, AZ
• 11/2020 → 01/2022
  Minnesota Life Insurance Company
  Phoenix, AZ
• 11/2020 → 01/2022
  Renaissance Financial Corp
  Phoenix, AZ
• 03/2020 → 11/2020
  Unemployed
  Hampton, NH
• 02/2019 → 03/2020
  Porsche Boston
  Allston, MA
• 07/2017 → 01/2019
  International Cars Ltd
  Stratham, NH
• 03/2015 → 07/2017
  Manchester Harley Davidson
  Manchester, NH
• 01/2022 → 05/2022
  Raymond James Financial Services, Inc
  Portsmouth, NH
• 01/2022 → 07/2022
  Steward Partners Global Advisory, Llc
  Portsmouth, NH
• 01/2022 → 07/2022
  Steward Partners Investment Advisory, Llc
  Portsmouth, NH
• 01/2022 → 07/2022
  The Sedoric Group Of Steward Partners
  Portsmouth, NH
• 05/2022 → 07/2022
  Steward Partners Investment Solutions, Llc
  Portsmouth, NH
• 09/2022 → Present
  Mml Investors Services, Llc
  Bedford, NH
• 08/2022 → Present
  Massmutual Life Insurance Company
  Bedford, NH

Previous Registrations

• 2022-09-06 → 2024-12-31
  Mml Investors Services, Llc
  Bedford, NH
  Hampton, NH
  Boston, MA
  Hampton, NH
• 2022-01-18 → 2022-08-02
  Steward Partners Investment Advisory, Llc
  Portsmouth, NH
  Stamford, CT

Other Businesses

I am the owner and landlord for a rental property located at 4 Homestead Circle, Hampton, NH 03842. My duties include screening potential tenants, approving leases, completing minor maintenance, and overseeing contractors for any other maintenance and/or repairs. I devote approximately 5 hours per month to this activity, primarily during non-trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-03-12

Other Names

• John Thomas Puhse