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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-29
MA RA APPROVED 2023-12-06
  • AZ RA
    APPROVED
    Since 2026-01-29
  • MA RA
    APPROVED
    Since 2023-12-06

Branch Locations

1230 West Washington Street Suite 508, Tempe, AZ 85288 • United States

Phoenix, AZ • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Birmingham AL 09/2021 Present
H20Ls Wealth Management Solutions, Llc/Massmutual Life Ins Co. Oneonta AL 10/2020 03/2023
Unemployed Birmingham AL 02/2020 10/2020
Taylor's Music Management Birmingham AL 08/2019 01/2020
Morehouse College Atlanta GA 01/2018 06/2019
Spark Wireless Hueytown AL 06/2017 10/2017
Bed Bath And Beyond Birmingham AL 05/2017 07/2018
Unemployed Birmingham AL 03/2016 05/2017
Unemployed Birmingham AL 03/2023 11/2023
John Hancock Investment Management Distributors Llc Boston MA 11/2023 Present
John Hancock Boston MA 11/2023 Present
  • 09/2021 → Present
    Mml Investors Services Llc
    Birmingham, AL
  • 10/2020 → 03/2023
    H20Ls Wealth Management Solutions, Llc/Massmutual Life Ins Co.
    Oneonta, AL
  • 02/2020 → 10/2020
    Unemployed
    Birmingham, AL
  • 08/2019 → 01/2020
    Taylor's Music Management
    Birmingham, AL
  • 01/2018 → 06/2019
    Morehouse College
    Atlanta, GA
  • 06/2017 → 10/2017
    Spark Wireless
    Hueytown, AL
  • 05/2017 → 07/2018
    Bed Bath And Beyond
    Birmingham, AL
  • 03/2016 → 05/2017
    Unemployed
    Birmingham, AL
  • 03/2023 → 11/2023
    Unemployed
    Birmingham, AL
  • 11/2023 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 11/2023 → Present
    John Hancock
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-02
S63 Uniform Securities Agent State Law Examination 2020-08-03
  • S65 Uniform Investment Adviser Law Examination
    2023-08-02
  • S63 Uniform Securities Agent State Law Examination
    2020-08-03
Other Names
  • Simpson Berry

View on SEC IAPD

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