James Morris Pollack

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-29
MI	RA	APPROVED	2020-10-21

TX RA
APPROVED

Since 2022-09-29
MI RA
APPROVED

Since 2020-10-21

Branch Locations

975 E. Maple Road Suite 101, Birmingham, MI 48009 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foundations Investment Advisors Llc	Scottsdale	AZ	10/2020	Present
Detroit Financial	Birmingham	MI	07/2017	Present
Glp And Associates	Farmington Hills	MI	10/2010	07/2017

10/2020 → Present

Foundations Investment Advisors Llc

Scottsdale, AZ
07/2017 → Present

Detroit Financial

Birmingham, MI
10/2010 → 07/2017

Glp And Associates

Farmington Hills, MI

Other Businesses

07/2017 - Detroit Financial LLC; Investment Related; 32000 Northwester HWY Suite #275 Farmington Hills, MI 48334; Founder & Independent Insurance Agent; Approx. 30 hours/wk. during trading hours; Independent insurance business providing insurance and annuity products and educational seminars related to federal benefits. Duties include insurance sales, seminar presentations, and general ownership responsibilities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-10-08

S65 Uniform Investment Adviser Law Examination

2020-10-08

View on SEC IAPD