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Credit Union Investment Services CRD 144871
$111.0K regulatory AUM 36,300 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 10/2020 | Present |
| Secu Life Insurance Company | Raleigh | NC | 10/2020 | Present |
| State Employees' Credit Union | Gastonia | NC | 06/2010 | Present |
| Credit Union Investment Services | Raleigh | NC | 02/2021 | Present |
| Members Trust Company | Tampa | FL | 08/2025 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 6/2010. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2020. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep. Rental Property, 1525 Canstaff Dr., Kernersville NC 27284. Business related. Title: property owner. Start date: 6/2017. Duties: none, utilizes property management company to make all decisions. Hrs/mo devoted to other business: none.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-08 |
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