Michael E Rogala

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 07/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 06/2011 → 07/2026
  Bank Of America, N.A.
  Houston, TX
• 07/2026 → Present
  Raymond James & Associates, Inc
  Houston, FL

Previous Registrations

• 2011-01-25 → 2026-06-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  San Antonio, TX
• 2009-05-04 → 2010-12-22
  Lpl Financial Llc
  Houston, TX
• 2005-06-06 → 2008-11-10
  Alliancebernstein L.P.
  Houston, TX

Other Businesses

(1) Name of Business: Las Stalla Selvaggia Address: 1212 Nelson Falls Lane , Houston , TX, 77008, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2005-05-05

Other Names

• Michael Edward Rogala