Daniel Joseph Seefeldt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2020
  Foot Locker
  Wausau, WI
• 02/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2020 → 01/2021
  Unemployed
  Wausau, WI
• 02/2021 → Present
  Central Financial Services
  Wausau, WI
• 06/2022 → Present
  Seefeldt Financial Services, Llc,
  Wausau, WI
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: 10 BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: CENTRAL FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: ACTING AS A FINANCIAL ADVISOR START DATE: 2/2021 POSITION/TITLE/RELATIONSHIP: NEW REP/IAR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR AS DEFINED BY FINRA AND THE SEC.; 3. NAME OF OTHER BUSINESS: SEEFELDT FINANCIAL SERVICES, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES MANAGE EXPENSES AND COMMISSIONS;

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-08-20
• S65 Uniform Investment Adviser Law Examination
  2021-08-14