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Maria L Vargas

Strategic Advisers LLC

Brea, CA

Anaheim, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

815 E Birch St, Brea, CA 92821-5765 • United States

Anaheim, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California Santa Cruz Santa Cruz CA 09/2016 07/2020
Aeropostale Temecula CA 05/2016 09/2016
Macy's Inc Capitola CA 08/2019 08/2020
University Of California Santa Cruz Santa Cruz CA 02/2017 10/2019
Equitable Advisors Llc New York NY 10/2020 06/2021
Unemployment Temecula CA 08/2020 10/2020
Gwn Securities, Inc. Palm Beach Gardens FL 06/2021 12/2021
Fidelity Investments Boston MA 12/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2016 → 07/2020
    University Of California Santa Cruz
    Santa Cruz, CA
  • 05/2016 → 09/2016
    Aeropostale
    Temecula, CA
  • 08/2019 → 08/2020
    Macy's Inc
    Capitola, CA
  • 02/2017 → 10/2019
    University Of California Santa Cruz
    Santa Cruz, CA
  • 10/2020 → 06/2021
    Equitable Advisors Llc
    New York, NY
  • 08/2020 → 10/2020
    Unemployment
    Temecula, CA
  • 06/2021 → 12/2021
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 12/2021 → Present
    Fidelity Investments
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-03-16 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Brea, CA
  • 2021-06-28 → 2021-12-14
    Gwn Securities Inc.
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Pasadena, CA
    Temecula, CA
  • 2021-01-25 → 2021-06-28
    Equitable Advisors, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15
Other Names
  • Maria Rodriguez
  • Maria Rodriguez Alfaro
  • Maria Luisa Rodriguez Alfaro
  • Maria Luisa Rodriguez
  • Maria Luisa Vargas

View on SEC IAPD

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OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
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