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Yomarie Letriz Ruiz

Td Private Client Wealth LLC

Whitestone, NY

Melville, NY

CRD 7306290

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-24
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-12
NJ RA APPROVED 2021-03-05
  • FL RA
    APPROVED
    Since 2024-04-24
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-12
  • NJ RA
    APPROVED
    Since 2021-03-05

Branch Locations

148-08 Cross Island Pkwy, Whitestone, NY 11357 • United States

324 So. Service Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Sugar Factory American Brasserie New York NY 03/2016 11/2016
Td Bank N.A. New York NY 08/2016 02/2017
Td Bank N.A. New York NY 02/2017 12/2017
Td Bank N.A. Queens NY 12/2017 10/2020
Td Private Client Wealth Llc Queens NY 10/2020 Present
Td Bank N.A. Queens NY 10/2020 Present
  • 03/2016 → 11/2016
    The Sugar Factory American Brasserie
    New York, NY
  • 08/2016 → 02/2017
    Td Bank N.A.
    New York, NY
  • 02/2017 → 12/2017
    Td Bank N.A.
    New York, NY
  • 12/2017 → 10/2020
    Td Bank N.A.
    Queens, NY
  • 10/2020 → Present
    Td Private Client Wealth Llc
    Queens, NY
  • 10/2020 → Present
    Td Bank N.A.
    Queens, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-04
  • S65 Uniform Investment Adviser Law Examination
    2021-03-04
Other Names
  • Yomarie Letrizruiz

View on SEC IAPD

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