William Joseph Henry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 09/2017
  Liberty National
  Birmingham, AL
• 09/2017 → 11/2020
  Southern Farm Bureau
  Jackson, MS
• 12/2020 → 08/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2021 → 10/2022
  Northwestern Mutual Investment Services Llc
  Ridgeland, MS
• 12/2021 → 08/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2022 → 10/2022
  Nicholas Fiorito
  Ridgeland, MS
• 10/2022 → 11/2022
  Bancorpsouth
  Jackson, MS
• 10/2022 → 11/2022
  Infinex Investments, Inc.
  Meriden, CT
• 11/2022 → Present
  Lpl Financial Llc
  Jackson, MS
• 11/2022 → Present
  Cadence Bank
  Jackson, MS

Other Businesses

1) 11/04/2022 - Cadence Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 11/05/2024 - Real Estate Rental - Owner- Investment Related - Starkville, MS - Start Date 10/01/2024 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2023-02-17
• S63 Uniform Securities Agent State Law Examination
  2021-09-20

Designations

• Certified Financial Planner

Other Names

• Will Henry