Best Investors Account Sign in

Mark Alan Archer

LPl Enterprise, LLC

Springfield, MO

St Louis, MO

CRD 7306236

Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

2200 E. Sunshine St. Suite 316, Springfield, MO 65804 • United States

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comcast Englewood CO 01/2012 11/2020
Thrivent Investment Management Inc Springfield MO 11/2020 05/2023
Truth At Work Indianapolis IN 03/2019 09/2020
Thrivent Financial Appleton WI 12/2020 05/2021
Thrivent Financial Appleton WI 05/2021 05/2023
Pruco Securities Llc Springfield MO 05/2023 11/2024
The Prudential Insurance Company Of America Springfield MO 05/2023 Present
Lpl Enterprise, Llc Springfield MO 11/2024 Present
  • 01/2012 → 11/2020
    Comcast
    Englewood, CO
  • 11/2020 → 05/2023
    Springfield, MO
  • 03/2019 → 09/2020
    Truth At Work
    Indianapolis, IN
  • 12/2020 → 05/2021
    Thrivent Financial
    Appleton, WI
  • 05/2021 → 05/2023
    Thrivent Financial
    Appleton, WI
  • 05/2023 → 11/2024
    Springfield, MO
  • 05/2023 → Present
    The Prudential Insurance Company Of America
    Springfield, MO
  • 11/2024 → Present
    Springfield, MO
Previous Registrations
Other Businesses

1) 11/14/2024 - Archer Financial, LLC - Financial Planning, Special Needs Planning, Investments, Insurance, Annuities - DBA for LPL Business (entity for LPL business) - Inv Related - At St. Louis, MO - Start Date 08/21/2024- 220hrs/mth - 160hrs/mth During Trading 2) 04/25/2025-Mark Archer-Author-Not inv related -At Springfield, MO-Start date 04/22/2025-5hrs/mth-0hrs/mth during trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-03
  • S66 Uniform Combined State Law Examination
    2021-02-03
Other Names
  • Mark Archer

View on SEC IAPD

More in Springfield, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor