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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
2200 E. Sunshine St. Suite 316, Springfield, MO 65804 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comcast | Englewood | CO | 01/2012 | 11/2020 |
| Thrivent Investment Management Inc | Springfield | MO | 11/2020 | 05/2023 |
| Truth At Work | Indianapolis | IN | 03/2019 | 09/2020 |
| Thrivent Financial | Appleton | WI | 12/2020 | 05/2021 |
| Thrivent Financial | Appleton | WI | 05/2021 | 05/2023 |
| Pruco Securities Llc | Springfield | MO | 05/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Springfield | MO | 05/2023 | Present |
| Lpl Enterprise, Llc | Springfield | MO | 11/2024 | Present |
1) 11/14/2024 - Archer Financial, LLC - Financial Planning, Special Needs Planning, Investments, Insurance, Annuities - DBA for LPL Business (entity for LPL business) - Inv Related - At St. Louis, MO - Start Date 08/21/2024- 220hrs/mth - 160hrs/mth During Trading 2) 04/25/2025-Mark Archer-Author-Not inv related -At Springfield, MO-Start date 04/22/2025-5hrs/mth-0hrs/mth during trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-03 |
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