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Brooks Carl White

Forum Financial Management, LP

Lombard, IL

Thousand Oaks, CA

CRD 7306130

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Employer firm

Forum Financial Management, LP CRD 145706

$8.69B regulatory AUM 155 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-27
  • CA RA
    APPROVED
    Since 2020-10-27

Branch Locations

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

100 East Thousand Oaks Boulevard Suite 200, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forum Financial Management, Lp Lombard IL 10/2020 Present
Forum Financial Management, Lp Lombard IL 01/2019 06/2024
Lamia Financial Management Thousand Oaks CA 06/2016 01/2019
Full Time Student Thousand Oaks CA 10/2010 05/2017
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES

Nearby Investors

THOMAS JOHN CAMPBELL
MARY PATRICIA WESCHE
MARVIN LEE PEPLOW

Nearby Offices

OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL

More in Lombard, IL

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