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Luciana Puggina

J.P. Morgan Securities LLC

Coral Gables, FL

Coral Gables, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-19
TX RA APPROVED 2024-07-18
  • FL RA
    APPROVED
    Since 2024-07-19
  • TX RA
    APPROVED
    Since 2024-07-18

Branch Locations

4101 Ponce De Leon Blvd, Coral Gables, FL 33146 • United States

1300 Ponce De Leon, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 10/2020 06/2024
Unemployed Miami FL 11/2019 10/2020
Fl Alliance Group/ Fl Alliance Mgm/ L Puggina Pa/ Boucinhas E Ca Miami FL 02/2013 11/2019
Bank Of America, N.A. Miami FL 10/2020 06/2024
J.P. Morgan Securities Llc Coral Gables FL 07/2024 Present
Jpmorgan Chase Bank, N.A. Coral Gables FL 07/2024 Present
  • 10/2020 → 06/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Miami, FL
  • 11/2019 → 10/2020
    Unemployed
    Miami, FL
  • 02/2013 → 11/2019
    Fl Alliance Group/ Fl Alliance Mgm/ L Puggina Pa/ Boucinhas E Ca
    Miami, FL
  • 10/2020 → 06/2024
    Bank Of America, N.A.
    Miami, FL
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Coral Gables, FL
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Coral Gables, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-21
  • S66 Uniform Combined State Law Examination
    2021-08-21
Other Names
  • Luciana Puggina

View on SEC IAPD

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