Mark Clifford French

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 01/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
• 06/2020 → 10/2020
  Unemployed
  Frisco, TX
• 05/2016 → 05/2020
  Texas A&M University
  College Station, TX
• 06/2016 → 07/2019
  Texas A&M University
  College Station, TX
• 01/2021 → 09/2021
  Bank Of America, N.A.
  Frisco, TX
• 09/2021 → 12/2025
  Stifel Nicolaus & Co Inc
  Dallas, TX
• 12/2025 → Present
  Rockefeller Financial Llc
  Dallas, TX

Previous Registrations

• 2022-02-15 → 2025-12-17
  Stifel, Nicolaus & Company, Incorporated
  Dallas, TX

Other Businesses

Shadowland Holdings LLC; Investment related; Dallas, TX; Managing Member; 02/19/2025; 0 hours a month and 0 hours during trading hours; LLC potentially could hold real estate.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-23

Other Names

• Mark Clifford French