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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-21 |
| MN | RA | APPROVED | 2014-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Hastings | MN | 01/2014 | Present |
| Thrivent Financial | Appleton | WI | 07/2014 | Present |
STOUT'S PUB POSITION: Server/Bartender NATURE: A restaurant, bar and grill INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2020 ADDRESS: 1611 W. Larpenteur Avenue, Falcon Heights MN 55113, United States DESCRIPTION: I will be serving guests to the restaurant at the bar and at tables in the dining room JUANITA'S FAJITAS POSITION: cook NATURE: It is a food vendor at the Minnesota State Fair, a staple beginning their 36th year in business. They have an extensive menu featuring breakfast, lunch, and dinner entrees and more, with a Mexican/Southwestern theme. INVESTMENT RELATED: No NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 14 START DATE: 08/27/2026 ADDRESS: State Fair Grounds, Falcon Heights MN 55108, United States DESCRIPTION: I will be working in a non-customer-facing role as a cook in the kitchen of the food truck, preparing and cooking food to replenish what our food servers are using to create the dishes the customers are ordering. If you have been to a "Chipotle" restaurant, you may have seen the cooks in the back kitchen making batches of steak or chicken, etc to fill the steam table in the front. That will be my job at Juanita's Fajitas.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-03 |
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