Best Investors Account Sign in
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-25
  • IL RA
    APPROVED
    Since 2024-06-25

Branch Locations

925 Burnham Ave, Calumet City, IL 60409 • United States

3307 Chicago Road, S. Chicago Heights, IL 60411 • United States

2440 Lincoln Highway, Olympia Fields, IL 60461 • United States

475 E 162Nd Street, South Holland, IL 60473 • United States

18301 S Halsted St, Glenwood, IL 60425 • United States

550 E Sibley Blvd, Dolton, IL 60419 • United States

174 E. 154Th Street, Harvey, IL 60426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrillville IN 10/2020 06/2024
Doordash Dyer IN 06/2020 09/2020
Unemployed Dyer IN 10/2019 05/2020
Bank Of America Chicago IL 08/2019 09/2019
Unemployed Dyer IN 07/2019 07/2019
Bank Of America Waltham MA 11/2018 06/2019
Demanddrive Waltham MA 06/2018 11/2018
Cronin's Dental Waltham MA 05/2018 06/2018
Brandeis University Waltham MA 08/2017 05/2018
Indiana University Purdue University Indianapolis IN 06/2013 07/2017
Bank Of America, N.A. Merrillville IN 11/2020 06/2024
Fifth Third Bank, N.A. South Holland IL 06/2024 Present
Fifth Third Securities, Inc. South Holland IL 06/2024 Present
  • 10/2020 → 06/2024
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Merrillville, IN
  • 06/2020 → 09/2020
    Doordash
    Dyer, IN
  • 10/2019 → 05/2020
    Unemployed
    Dyer, IN
  • 08/2019 → 09/2019
    Bank Of America
    Chicago, IL
  • 07/2019 → 07/2019
    Unemployed
    Dyer, IN
  • 11/2018 → 06/2019
    Bank Of America
    Waltham, MA
  • 06/2018 → 11/2018
    Demanddrive
    Waltham, MA
  • 05/2018 → 06/2018
    Cronin's Dental
    Waltham, MA
  • 08/2017 → 05/2018
    Brandeis University
    Waltham, MA
  • 06/2013 → 07/2017
    Indiana University Purdue University
    Indianapolis, IN
  • 11/2020 → 06/2024
    Bank Of America, N.A.
    Merrillville, IN
  • 06/2024 → Present
    Fifth Third Bank, N.A.
    South Holland, IL
  • 06/2024 → Present
    South Holland, IL
Previous Registrations
  • 2021-06-14 → 2024-06-07
    Country Club Hills, IL
    New York, NY
    Merrillville, IN
    Frankfort, IL
    Hanover Park, IL
    Frankfort, IL
    Clayton, MO
    Oak Lawn, IL
    Clayton, MO
    Franklin Park, IL
    Merrillville, IN
    Hanover Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-11
  • S66 Uniform Combined State Law Examination
    2021-06-11
Other Names
  • Xavier Andres Kon Lopez

View on SEC IAPD

More in Calumet City, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor