Caroline Patricia Mcneill

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 05/2021
  University Of Southern California
  Los Angeles, CA
• 08/2013 → 05/2017
  Marin Academy
  San Rafael, CA
• 04/2021 → 05/2026
  Ubs Financial Services Inc.
  Los Angeles, CA
• 02/2019 → 10/2021
  Usc Deans Office
  Los Angeles, CA
• 07/2020 → 08/2020
  Comerica
  Los Angeles, CA
• 05/2026 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 05/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 10/2020 → 04/2021
  Northwestern Mutual
  Los Angeles , CA
• 06/2017 → 12/2017
  Unemployed
  San Rafael, CA

Previous Registrations

• 2023-08-21 → 2026-05-25
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

Effective 5/18/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2023-08-19

Other Names

• Caroline Mcneill