Marcus E Bates

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 04/2025
  New York Life Insurance Company
  Creve Croeur, MN
• 03/2021 → 04/2025
  Nylife Securities Llc
  Creve Croeur, MN
• 02/2020 → 12/2020
  Hirschbach Motorlines
  Dubuque, IA
• 08/2015 → 05/2019
  University Of Northern Iowa
  Cedar Falls, IA
• 06/2019 → 02/2020
  Enterprise Rent A Car
  Dubuque, IA
• 05/2022 → 01/2024
  A Tailored Method, Llc
  Frisco, TX
• 04/2025 → Present
  Fisher Investments
  Plano, TX

Other Businesses

[ Blk & Wht LLC; E-Commerce Shop; 8265 Burds Rd, Peosta,IA 52068; start 02/2020; 8 hours per month, 2 hours during securities trading hours; non-investment related; 100% owner] [OPERATING UNDER THE DBA NAME OF A TAILORED METHOD, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; FRISCO, TX; START DATE: 05/2022][YouTuber; I would be creating non-finance related video content for subscribers to consume and share; 1504 Greenbrook Dr. Rockwall, TX 75032; Start Date 03/2024; Role/Title: Creator; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-12
• S63 Uniform Securities Agent State Law Examination
  2021-07-31

Other Names

• Marcus E Bates