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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-08-02
  • MI RA
    APPROVED
    Since 2021-08-02

Branch Locations

41850 W 11 Mile Rd Ste 210, Novi, MI 48375 • United States

901 Wilshire Dr. Suite 350, Troy, MI 48084 • United States

Livonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Livonia MI 07/2018 07/2021
Unemployed Unemployed MI 04/2018 06/2018
Bodycote Thermal Processing Livonia MI 09/2017 03/2018
Eastern Michigan University Ypsilanti MI 08/2012 07/2017
Restore-A-Deck Livonia MI 06/2012 07/2017
Eco Fueling Saline MI 05/2017 08/2017
Bankers Life Securities, Inc Livonia MI 01/2021 07/2021
Bankers Life Advisory Services, Inc Livonia MI 05/2021 07/2021
Ameriprise Financial Services, Llc Troy MI 07/2021 Present
  • 07/2018 → 07/2021
    Bankers Life & Casualty, Inc
    Livonia, MI
  • 04/2018 → 06/2018
    Unemployed
    Unemployed, MI
  • 09/2017 → 03/2018
    Bodycote Thermal Processing
    Livonia, MI
  • 08/2012 → 07/2017
    Eastern Michigan University
    Ypsilanti, MI
  • 06/2012 → 07/2017
    Restore-A-Deck
    Livonia, MI
  • 05/2017 → 08/2017
    Eco Fueling
    Saline, MI
  • 01/2021 → 07/2021
    Bankers Life Securities, Inc
    Livonia, MI
  • 05/2021 → 07/2021
    Livonia, MI
  • 07/2021 → Present
    Troy, MI
Previous Registrations
Other Businesses

Business Ownership; Mission Think L.L.C.; Musician - writing and composing drum tracks and lyrics; Musical performance; 2326 Doris Dr, , Brighton, MI, 48114; Not Investment-Related; 04/25/2022; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Mission Think L.L.C.; Co Owner - Musician - writing and composing drum tracks and lyrics; ; 2326 Doris Dr, , Brighton, MI, 48114; Not Investment-Related; 04/25/2022; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-06
  • S66 Uniform Combined State Law Examination
    2021-05-06

View on SEC IAPD

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