Allison Schwarz

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-26
CA	RA	APPROVED	2026-06-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ucla	Los Angeles	CA	09/2016	06/2020
Baby2Baby	Los Angeles	CA	02/2019	12/2019
J Crew	Walnut Creek	CA	12/2017	01/2018
Ucla Psychology Research Dept.	Los Angeles	CA	09/2018	06/2019
La Active	Los Angeles	CA	08/2017	09/2018
Ideal Bar & Grill	Santa Cruz	CA	06/2018	08/2018
Company 3	Santa Monica	CA	01/2019	03/2020
Penserra Securities	Orinda	CA	06/2020	10/2022
Russell Investments Implementation Services, Llc	Seattle	WA	03/2023	02/2026
Unemployed	Seattle	WA	11/2022	03/2023
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	06/2026	Present
Unemployed	Seattle	WA	02/2026	06/2026

09/2016 → 06/2020

Ucla

Los Angeles, CA
02/2019 → 12/2019

Baby2Baby

Los Angeles, CA
12/2017 → 01/2018

J Crew

Walnut Creek, CA
09/2018 → 06/2019

Ucla Psychology Research Dept.

Los Angeles, CA
08/2017 → 09/2018

La Active

Los Angeles, CA
06/2018 → 08/2018

Ideal Bar & Grill

Santa Cruz, CA
01/2019 → 03/2020

Company 3

Santa Monica, CA
06/2020 → 10/2022

Penserra Securities

Orinda, CA
03/2023 → 02/2026

Russell Investments Implementation Services, Llc

Seattle, WA
11/2022 → 03/2023

Unemployed

Seattle, WA
06/2026 → Present

Wells Fargo Clearing Services, Llc

Walnut Creek, CA
02/2026 → 06/2026

Unemployed

Seattle, WA

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-11-09

Other Firms