Francisco Ortiz-Zepeda

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Eagle Strategies Llc
  Modesto, CA
• 12/2022 → 04/2023
  San Joaquin County District Attorney
  Stockton, CA
• 01/2022 → 12/2022
  Humana
  Modesto, CA
• 04/2021 → 01/2022
  Constellation Brands
  Acampo, CA
• 11/2011 → 04/2021
  E&J Gallo Winery
  Modesto, CA
• 05/2023 → Present
  New York Life Insurance Company
  Stockton, CA
• 04/2023 → Present
  Nylife Securities Llc
  Stockton, CA

Other Businesses

[Rental property: I own a single family home that I rent out to a family; 1905 Olivas Ct. Ceres Ca. 95307; 2 hours a month, 0 during securities trading hours; rental income; managing the property; since 2010; real estate related]

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-01
• S63 Uniform Securities Agent State Law Examination
  2023-09-26

Other Names

• Francisco Javier Ortiz-Zepeda