Mark Lawson Reynolds

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-30
SC	RA	APPROVED	2021-05-04

TX RA
APPROVED_RES

Since 2025-01-30
SC RA
APPROVED

Since 2021-05-04

Branch Locations

110 Clebourne St, Suite 101, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Mableton	GA	08/2020	10/2020
Delta Air Lines, Inc.	Atlanta	GA	10/2010	08/2020
Lpl Financial, Llc	Pineville	NC	11/2020	Present

08/2020 → 10/2020

Unemployed

Mableton, GA
10/2010 → 08/2020

Delta Air Lines, Inc.

Atlanta, GA
11/2020 → Present

Lpl Financial, Llc

Pineville, NC

Other Businesses

1. 11/27/2020 - TERRIER FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/8/2021 - Penn Mutual - Investment Related - 722 Hollywood St, Spartanburg, SC 29302 - Non-Variable Insurance - Insurance Producer - Started 03/15/2021 - 10 Hours Per Month/5 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-22

S66 Uniform Combined State Law Examination

2021-01-22

View on SEC IAPD