Andrew Ramon Auces

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → Present
  Auces Acquisitions Llc
  Farmers Branch, TX
• 06/2017 → 03/2019
  University Furnishings
  Garland, TX
• 07/2016 → 05/2017
  Trinity Logistics
  Euless, TX
• 10/2020 → 12/2023
  Td Ameritrade, Inc.
  Westlake, TX
• 01/2024 → Present
  Fisher Investments
  Plano, TX

Other Businesses

Name: Auces Acquisitions LLC, Role: Owner, Type: Rental Property, Start Date: 02/01/2019, Investment Related?: No, Address: 13415 Janwood Ln, Farmers Branch, TX 75234, Number of Hours/Mo: 2, Number of Hrs during trading hours: 1, Duties: Evaluate new investment opportunities, secure financing (if needed), arrange property management companies, collect rent payments from tenants (if needed), manage company checking account / credit card.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-11
• S63 Uniform Securities Agent State Law Examination
  2021-03-01

Designations

• Certified Financial Planner

Other Names

• Andrew Auces