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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-10-18
  • MS RA
    APPROVED
    Since 2022-10-18

Branch Locations

512 22Nd Ave, Meridian, MS 39301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mississippi State University Starkville MS 08/2013 05/2017
Southern Company Dekalb MS 05/2017 08/2018
Rea, Shaw, Giffin & Stuart Meridian MS 09/2018 08/2020
Raymond James Financial Services Inc. Meridian MS 10/2020 Present
Raymond James Financial Services Advisors Meridian MS 10/2022 Present
Citizens National Bank Meridian MS 09/2020 Present
Citizens National Bank Financial Advisors Meridian MS 08/2026 Present
  • 08/2013 → 05/2017
    Mississippi State University
    Starkville, MS
  • 05/2017 → 08/2018
    Southern Company
    Dekalb, MS
  • 09/2018 → 08/2020
    Rea, Shaw, Giffin & Stuart
    Meridian, MS
  • 10/2020 → Present
    Raymond James Financial Services Inc.
    Meridian, MS
  • 10/2022 → Present
    Raymond James Financial Services Advisors
    Meridian, MS
  • 09/2020 → Present
    Citizens National Bank
    Meridian, MS
  • 08/2026 → Present
    Citizens National Bank Financial Advisors
    Meridian, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
  • S66 Uniform Combined State Law Examination
    2022-10-13

View on SEC IAPD

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