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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-27
CA RA APPROVED 2023-04-24
  • TX RA
    APPROVED
    Since 2023-04-27
  • CA RA
    APPROVED
    Since 2023-04-24

Branch Locations

2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nike, Inc Beaverton OR 09/2007 11/2019
Exp Realty, Llc / More Realty, Llc Salem OR 05/2020 Present
Equitable Advisors,Llc New York NY 10/2020 03/2022
Unemployed Portland OR 12/2019 04/2020
Morgan Stanley Menlo Park CA 11/2022 Present
  • 09/2007 → 11/2019
    Nike, Inc
    Beaverton, OR
  • 05/2020 → Present
    Exp Realty, Llc / More Realty, Llc
    Salem, OR
  • 10/2020 → 03/2022
    Equitable Advisors,Llc
    New York, NY
  • 12/2019 → 04/2020
    Unemployed
    Portland, OR
  • 11/2022 → Present
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-24
S63 Uniform Securities Agent State Law Examination 2020-12-11
  • S66 Uniform Combined State Law Examination
    2023-04-24
  • S63 Uniform Securities Agent State Law Examination
    2020-12-11
Other Names
  • Joong Ae Ko
  • Janice Kwak
  • Janice Joong Ae Kwak

View on SEC IAPD

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