Edmund Michael Hughes

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-09-19

NC RA
APPROVED

Since 2019-09-19

Branch Locations

2351 Hendersonville Road, Arden, NC 28704 • United States

245 N Main Street, Hendersonville, NC 28792 • United States

8 Ohenry Ave, Ashville, NC 28801 • United States

275 North Main St., Rutherfordton, NC 28139 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	Moore	SC	11/2013	11/2016
Wells Fargo Bank Na	Moore	SC	11/2013	09/2019
Wells Fargo Clearing Services, Llc	Moore	SC	11/2016	09/2019
Pnc Investments	Hendersonville	NC	09/2019	Present

11/2013 → 11/2016

Wells Fargo Advisors, Llc.

Moore, SC
11/2013 → 09/2019

Wells Fargo Bank Na

Moore, SC
11/2016 → 09/2019

Wells Fargo Clearing Services, Llc

Moore, SC
09/2019 → Present

Pnc Investments

Hendersonville, NC

Previous Registrations

2015-12-28 → 2019-09-11

Wells Fargo Clearing Services, Llc

Greenville, SC

Moore, SC

Spartanburg, SC

Spartanburg, SC

Other Businesses

04/01/2007 / Drill Sergeant / Drill Sergeant in US Army providing training / Non-investment related / Hours during trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-28
S63	Uniform Securities Agent State Law Examination	2005-03-31

S66 Uniform Combined State Law Examination

2015-12-28
S63 Uniform Securities Agent State Law Examination

2005-03-31

Other Names

Mike Hughes
Mike Hughes

View on SEC IAPD