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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-07 |
| NJ | RA | APPROVED | 2025-05-16 |
| NC | RA | APPROVED | 2025-03-03 |
| PA | RA | APPROVED | 2012-01-06 |
Branch Locations
60 West Union St Suite 201, Kingston, PA 18704 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Kingston | PA | 06/2001 | Present |
| Transamerica Financial Advisors, Inc | Kingston | PA | 01/2012 | Present |
| Wealthwave | West Lawn | PA | 01/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." WEALTHWAVE POSITION: representative NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2026 ADDRESS: , West Lawn PA , United States DESCRIPTION: WFG Co-Brand
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-29 |
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