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Barry Charles King

Transamerica Financial Advisors, LLC

Kingston, PA

CRD 3128658

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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-07
NJ RA APPROVED 2025-05-16
NC RA APPROVED 2025-03-03
PA RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2025-06-07
  • NJ RA
    APPROVED
    Since 2025-05-16
  • NC RA
    APPROVED
    Since 2025-03-03
  • PA RA
    APPROVED
    Since 2012-01-06

Branch Locations

60 West Union St Suite 201, Kingston, PA 18704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Kingston PA 06/2001 Present
Transamerica Financial Advisors, Inc Kingston PA 01/2012 Present
Wealthwave West Lawn PA 01/2026 Present
  • 06/2001 → Present
    World Financial Group
    Kingston, PA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Kingston, PA
  • 01/2026 → Present
    Wealthwave
    West Lawn, PA
Previous Registrations
  • 2007-01-16 → 2012-01-06
    Investment Advisors International, Inc.
    Brooklyn, NY
    West Lawn, PA
    Cinncinnati, OH
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." WEALTHWAVE POSITION: representative NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2026 ADDRESS: , West Lawn PA , United States DESCRIPTION: WFG Co-Brand

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-08
S63 Uniform Securities Agent State Law Examination 1998-10-29
  • S65 Uniform Investment Adviser Law Examination
    2006-09-08
  • S63 Uniform Securities Agent State Law Examination
    1998-10-29
Other Names
  • Barry King

View on SEC IAPD

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