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Kimberly A Jennings

Fifth Third Securities, Inc.

Mayfield Heights, OH

Willoughby, OH

CRD 7305207

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-05-17
  • OH RA
    APPROVED
    Since 2021-05-17

Branch Locations

1209 Som Center Rd., Mayfield Heights, OH 44124 • United States

5831 Som Center Road, Willoughby, OH 44094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Na Mentor OH 07/2017 Present
N/A Chardon OH 07/2005 07/2017
Fifth Third Securities Mentor OH 10/2020 Present
  • 07/2017 → Present
    Fifth Third Bank Na
    Mentor, OH
  • 07/2005 → 07/2017
    N/A
    Chardon, OH
  • 10/2020 → Present
    Fifth Third Securities
    Mentor, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 2021-04-06
  • S65 Uniform Investment Adviser Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    2021-04-06

View on SEC IAPD

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