Wendy Lynn Swanson

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2020-10-27

NE RA
APPROVED

Since 2020-10-27

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sequent Planning, Llc	Omaha	NE	10/2020	Present
Senior Market Sales	Omaha	NE	02/2007	Present

10/2020 → Present

Sequent Planning, Llc

Omaha, NE
02/2007 → Present

Senior Market Sales

Omaha, NE

Other Businesses

INSURANCE AGENT - 5/2007 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 8420 WEST DODGE ROAD, OMAHA, NE 68114.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-14

S65 Uniform Investment Adviser Law Examination

2020-09-14