Nicholas Adam Buerger

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-07
WI	RA	APPROVED	2021-03-11

TX RA
APPROVED

Since 2022-01-07
WI RA
APPROVED

Since 2021-03-11

Branch Locations

W248 N5233 Executive Drive Suite 500, Sussex, WI 53089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City Of Greenfield	Greenfield	WI	05/2012	11/2020
Tadco Properties Llc	Pewaukee	WI	08/2018	Present
Lpl Financial Llc	Sussex	WI	11/2020	Present
Independent Advisor Alliance	Charlotte	NC	03/2021	Present

05/2012 → 11/2020

City Of Greenfield

Greenfield, WI
08/2018 → Present

Tadco Properties Llc

Pewaukee, WI
11/2020 → Present

Lpl Financial Llc

Sussex, WI
03/2021 → Present

Independent Advisor Alliance

Charlotte, NC

Other Businesses

1)11/13/2020 - Forward Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2020 2)11/13/2020 - Tadco Properties LLC - Real Estate Rental, Property Manager - inv rel - Pewaukee, WI - start: 08/2018 - 20 hr/mth 3)8/13/2021 - Forward Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/2/2021 - 175 Hours Per Month/130 Hours During Securities Trading. 4) 08/30/2022 - Independent Advisor Alliance - DBA: Forward Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/18/2022 - 175 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/30/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 08/18/2022 - 175 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 12/18/2023 - No Business Name - Non-Investment Related - Hales Corners, WI - Outside/W-2 Employment - Youth Sports Coach - Started: 1/13/2023 - 3 Hrs/Mo; 0 Hrs During Trading.