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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2024-10-29 |
Branch Locations
2215 Wimbleton Ct, Colorado Springs, CO 80920 • United States
1109 Nolana St Suite 301, Mcallen, TX 78504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Idea Public Schools | Edinburg | TX | 08/2015 | 08/2018 |
| Tcg Advisory Services Llc | Austin | TX | 03/2019 | 09/2022 |
| Self-Employed | Edinburg | TX | 08/2018 | 03/2019 |
| Intervest International Equities Corp | Colorado Springs | CO | 09/2022 | 10/2024 |
| Ausdal Financial Partners Inc | Davenport | IA | 10/2024 | Present |
Farley Financial - Insurance Sales- Investment related - McAllen, TX - Insurance sales - Owner/Insurance Agent - September 2022 - Approx 160 hours per month devoted to this business and all of them are conducted during trading hours. I am an agent doing fixed insurance sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-05 |
| S65 | Uniform Investment Adviser Law Examination | 2019-06-21 |
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