Sean Robert Romero

Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2018
  Idea Public Schools
  Edinburg, TX
• 03/2019 → 09/2022
  Tcg Advisory Services Llc
  Austin, TX
• 08/2018 → 03/2019
  Self-Employed
  Edinburg, TX
• 09/2022 → 10/2024
  Intervest International Equities Corp
  Colorado Springs, CO
• 10/2024 → Present
  Ausdal Financial Partners Inc
  Davenport, IA

Previous Registrations

• 2022-09-12 → 2024-11-15
  Intervest International, Inc.
  Mcallen, TX
  Colorado Springs, CO
• 2022-01-04 → 2022-10-04
  Hub Investment Partners, Llc
  Edinburg, TX
  Austin, TX
• 2020-10-27 → 2021-12-31
  Hub Investment Partners, Llc
  Austin, TX
  Edinburg, TX

Other Businesses

Farley Financial - Insurance Sales- Investment related - McAllen, TX - Insurance sales - Owner/Insurance Agent - September 2022 - Approx 160 hours per month devoted to this business and all of them are conducted during trading hours. I am an agent doing fixed insurance sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-10-05
• S65 Uniform Investment Adviser Law Examination
  2019-06-21