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Brett Warrick

Fifth Third Securities, Inc.

Newark, OH

New Albany, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-09
  • OH RA
    APPROVED
    Since 2023-06-09

Branch Locations

1235 North 21St Street, Newark, OH 43055 • United States

155 West Main Street, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Securities Westerville OH 10/2020 10/2021
Bankers Life And Casualty Westerville OH 11/2019 10/2021
Franklin County Metro Parks Westerville OH 10/2018 11/2019
Preservation Parks Of Delaware County Sunbury OH 05/2018 09/2018
The Ohio State University Columbus OH 08/2017 05/2018
Ohio Department Of Natural Resources London OH 05/2017 08/2017
The Ohio State University Columbus OH 08/2012 05/2017
The Huntington Investment Company Columbus OH 10/2021 05/2023
The Huntington National Bank Columbus OH 10/2021 05/2023
Fifth Third Bank Columbus OH 05/2023 Present
Fifth Third Securities Columbus OH 06/2023 Present
  • 10/2020 → 10/2021
    Bankers Life Securities
    Westerville, OH
  • 11/2019 → 10/2021
    Bankers Life And Casualty
    Westerville, OH
  • 10/2018 → 11/2019
    Franklin County Metro Parks
    Westerville, OH
  • 05/2018 → 09/2018
    Preservation Parks Of Delaware County
    Sunbury, OH
  • 08/2017 → 05/2018
    The Ohio State University
    Columbus, OH
  • 05/2017 → 08/2017
    Ohio Department Of Natural Resources
    London, OH
  • 08/2012 → 05/2017
    The Ohio State University
    Columbus, OH
  • 10/2021 → 05/2023
    The Huntington Investment Company
    Columbus, OH
  • 10/2021 → 05/2023
    The Huntington National Bank
    Columbus, OH
  • 05/2023 → Present
    Fifth Third Bank
    Columbus, OH
  • 06/2023 → Present
    Fifth Third Securities
    Columbus, OH
Other Businesses

Bass Fishing - various locations - pro fishing - co-angler - 8 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-09
S63 Uniform Securities Agent State Law Examination 2022-01-10
  • S65 Uniform Investment Adviser Law Examination
    2023-06-09
  • S63 Uniform Securities Agent State Law Examination
    2022-01-10
Other Names
  • Brett W Warrick
  • Brett W Warrick-Schkolnik
  • Brett Warrick-Schkolnik
  • Brett Wiliam Warrick-Schkolnik
  • Brett William Warrick-Schkolnik
  • Brett William Warrick-Schkolnik
  • Brett William Warrick

View on SEC IAPD

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