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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Aurora | CO | 11/2020 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 11/2020 | Present |
| Colorado Safe Haven For Newborns | Centennial | CO | 10/2019 | Present |
| Self-Employed, Contracted By Landow Performance | Centennial | CO | 09/2013 | 07/2020 |
| Unemployed | Centennial | CO | 03/2020 | 05/2020 |
Name: Colorado Safe Haven for Newborns Position: Executive Director Nature: 501(c)3 not-for-profit organization, to spread awareness of the Safe Haven law Investment Related: No Hours: 2-10 hrs/week Securities Trading Hours: 0 Start Date: 10/01/2019 Address: Home Address, Centennial, CO 80015 Description: My duties include speaking with fire departments, hospitals, and media about the Safe Haven law, distributing signs to Safe Haven locations, managing finances for the organization, communicating with board members, and helping with fundraising opportunities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-05 |
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