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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
4500 A Tassajara Road, Dublin, CA 94568-4608 • United States
Oakland, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Dublin | CA | 10/2020 | Present |
| Disneyland Resort | Anaheim | CA | 08/2019 | 10/2020 |
| Nicks Co Hospitality | Long Beach | CA | 09/2017 | 09/2020 |
| Skyloft | Laguna Beach | CA | 11/2016 | 10/2017 |
| The Brew Brother's At Scioto Downs | Grove City | OH | 03/2016 | 09/2016 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-103249|OrgNmn:CA Public Notary|Org Addr:Dublin,California,US|OBA Nature:CA Public Notary|Invst Rel:N|Title:CA Public Notary|Duties:Provide notary signatures on behalf of the state of CA|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-17 |
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