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230 Park Avenue 3Rd Floor West, New York, NY 10169 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-07 |
| TX | RA | APPROVED | 2026-08-07 |
Branch Locations
Anderson, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunbelt Services Group Llc | Mobile | AL | 03/2020 | 02/2021 |
| Unemployed | Mobile | AL | 02/2019 | 03/2020 |
| Richs Carwash Inc | Mobile | AL | 04/2017 | 02/2019 |
| Marine & Industrial Supply | Mobile | AL | 04/2013 | 04/2017 |
| Thrivent Investment Management Inc | Nashville | TN | 02/2021 | 07/2021 |
| Thrivent Financial | Appleton | WI | 02/2021 | 07/2021 |
| Unemployed | Cullman | AL | 07/2021 | 03/2022 |
| Principal Life Insurance Company | Birmingham | AL | 03/2022 | 08/2026 |
| Principal Securities, Inc. | Birmingham | AL | 03/2022 | 08/2026 |
| 2065 Wealth Management | Birmingham | AL | 12/2023 | 03/2026 |
| Andrew Garrett, Inc | New York | NY | 08/2026 | Present |
**INSURANCE POSITION: Fixed Insurance NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/31/2022 ADDRESS: 3500 Blue Lake Drive, 280, BIRMINGHAM AL 35243, United States DESCRIPTION: Sale of Fixed Insurance, Annuities, DI, LTC, Group Benefits, Health Insurance, Dental, Vision. **CULLMAN ROTARY POSITION: Membership Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2026 ADDRESS: 512 2nd Ave SE, Cullman AL 35055, United States DESCRIPTION: Membership chair of Cullman Rotary - My primary responsibility is to help the club grow its membership and serve our local community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-01 |
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