Sarah Diaz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 05/2024
  J.P. Morgan Securities Llc
  Houston, TX
• 06/2022 → 05/2024
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 05/2021 → 08/2021
  Raymond James
  Boca Raton, FL
• 02/2016 → 10/2018
  Masa Taqueria
  Miami Beach, FL
• 10/2017 → 12/2017
  Tjx Companies
  Miami Beach, FL
• 05/2017 → 07/2022
  Florida International University
  Miami, FL
• 09/2021 → 12/2021
  Frankcrum
  Miami Beach, FL
• 10/2020 → 12/2020
  Ameriprise Financial\Rdo & Associates
  Miami, FL
• 06/2024 → 12/2024
  Steelpeak Wealth
  Woodland Hills, CA
• 01/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 01/2025 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA

Other Businesses

Effective 1/13/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-05-12
• S63 Uniform Securities Agent State Law Examination
  2022-08-22

Other Names

• Sarah I. Diaz
• Sarah Isabel Diaz