Kelly Waldele

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-03-10
TX	RA	APPROVED	2023-03-06

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2020	Present
Lafayette College	Easton	PA	08/2016	05/2020
Halsbrook Inc.	New York	NY	05/2019	07/2019
Hannah G's	Ventnor	NJ	07/2014	08/2018
Unemployed	Stirling	NJ	05/2020	10/2020

10/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2016 → 05/2020

Lafayette College

Easton, PA
05/2019 → 07/2019

Halsbrook Inc.

New York, NY
07/2014 → 08/2018

Hannah G's

Ventnor, NJ
05/2020 → 10/2020

Unemployed

Stirling, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-04