James Michael Kozik

Current Employers

Employment History

• 06/2013 → Present
  Mathematica Inc.
  Princeton, NJ
• 11/2015 → Present
  Kozik Cpa Tax Services, Llc
  Bordentown, NJ
• 10/2020 → Present
  Kestra Investment Services Llc
  Cranbury, NJ
• 10/2020 → Present
  Kestra Advisory Services Llc
  Cranbury, NJ

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Investment Advisor Start Date: 12/31/2020 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Registered Investment Advisor Business Name: New Century Investor Services, LLC Investment Related: Yes Address: 1249 Cranbury South River Road, Suite 201 East Windsor NJ 08512 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Financial Advisor Start Date: 12/31/2020 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Will be a registered representative Business Name: New Century Tax & Accounting Services Investment Related: No Address: 1249 South River Road Cranbury NJ 08512 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: General Partner Start Date: 1/2/2020 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Bookkeeping, Tax Preparation, management of business

Exams

• S66 Uniform Combined State Law Examination
  2021-01-04

Other Names

• James Kozik