Alan Aldo Waker

Current Employers

Employment History

• 09/2012 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 09/2012 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2009-10-27 → 2012-10-02
  Momentum Independent Network Inc.
  Dallas, TX
  Austin, TX
• 2008-12-23 → 2009-10-19
  Hilltop Securities Inc.
  Austin, TX
• 2008-07-30 → 2008-10-31
  Charles Schwab & Co., Inc.
  Austin, TX
  Austin, TX
• 2008-01-01 → 2008-07-23
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 2005-04-27 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Austin, TX
  Austin, TX
  St. Louis, MO

Other Businesses

WAKER FINANCIAL STRATEGIES: SOLE PROPRIETORSHIP. DEVELOPS AND PROVIDES BUSINESS PLANS AND STRATEGIES TO SMALL AND MEDIUM SIZED COMPANIES. NO CONFLICTS OF INTEREST. Owner - Austin Bookkeeping, Bee Cave, TX. Business provides accounting, payroll, bookkeeping and CFO-related services to a small group of small businesses in the Austin, TX area. Provide guidance to staff who provide the services. Start date: 3/23/22, approx. 15 hrs/mo, none during mkt hrs. Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-26