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Inactive

Benjamin David Hicks

Edelman Financial Engines

Lynnwood, WA

Kirkland, WA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-03
WA RA APPROVED 2024-04-22
  • TX RA
    APPROVED
    Since 2026-08-03
  • WA RA
    APPROVED
    Since 2024-04-22

Branch Locations

20700 44Th Ave W Suite 500, Lynnwood, WA 98036 • United States

11400 98Th Ave, Ne Suite 301, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soundmark Wealth Management, Llc Kirkland WA 10/2020 04/2024
The Commerce Bank Of Washington, Division Of Zions Bancorporatio Seattle WA 08/2014 10/2020
Edelman Financial Engines Santa Clara CA 04/2024 Present
  • 10/2020 → 04/2024
    Soundmark Wealth Management, Llc
    Kirkland, WA
  • 08/2014 → 10/2020
    The Commerce Bank Of Washington, Division Of Zions Bancorporatio
    Seattle, WA
  • 04/2024 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2020-10-16 → 2024-05-08
    Soundmark Wealth Management, Llc
    Kirkland, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-27
  • S65 Uniform Investment Adviser Law Examination
    2020-08-27
Designations

View on SEC IAPD

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