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Dean Allan Folias

Bmo Asset Management Corp.

Chicago, IL

CRD 3128644

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Employer firm

Bmo Asset Management Corp. CRD 106466

$6.18B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Bmo Asset Management Corp.

320 S. Canal Street 12Th Floor, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-02-01
  • IL RA
    APPROVED
    Since 2021-02-01

Branch Locations

320 S. Canal Street 12Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Chicago IL 04/2011 04/2018
Bmo Asset Management Corp Chicago IL 04/2018 Present
Previous Registrations
  • 2019-11-18 → 2021-08-02
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
  • 2018-05-18 → 2020-12-31
    Bmo Asset Management Corp.
    Chicago, IL
  • 2011-04-01 → 2018-04-25
    Raymond James & Associates, Inc.
    Chicago, IL
    St. Petersburg, FL
  • 2008-12-11 → 2011-12-31
    Howe Barnes Capital Management, Inc.
    Chicago, IL
  • 2004-01-15 → 2005-07-06
    Securities America Advisors, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-29
S63 Uniform Securities Agent State Law Examination 1999-02-22
  • S66 Uniform Combined State Law Examination
    2001-05-29
  • S63 Uniform Securities Agent State Law Examination
    1999-02-22

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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