Sam Matthew Digiovanni

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 08/2021
  Equitable Advisors, Llc
  New York, NY
• 09/2016 → 05/2020
  Rider University
  Lawrenceville, NJ
• 04/2018 → 09/2018
  Ups
  Bound Brook, NJ
• 07/2013 → 09/2017
  Diamond Nation, Llc
  Flemington, NJ
• 06/2020 → 10/2020
  Unemployed
  Ringoes, NJ
• 11/2021 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 11/2021 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 11/2021 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 11/2021 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Parsippany, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Parsippany, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-12-02 → 2025-09-05
  Avantax Advisory Services
  Parsippany, NJ
  Ringoes, NJ
  Dallas, TX
• 2021-04-18 → 2021-08-12
  Equitable Advisors, Llc
  Morristown, NJ

Exams

• S66 Uniform Combined State Law Examination
  2021-04-05

Other Names

• Sam Digiovanni