James Michael Butts

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 11/2018
  Interim Healthcare
  Lubbock, TX
• 12/2018 → 02/2019
  Unemployed
  Lubbock, TX
• 02/2019 → 10/2020
  Hospice Of Midland
  Midland, TX
• 10/2020 → 11/2021
  Momentum Independent Network Inc.
  Lubbock, TX
• 11/2021 → Present
  Ameriprise Financial Services, Llc
  Lubbock, TX

Other Businesses

Outside Employment; Golden Circle Financial Group LLC; I work as an AFA, completing annual review, following up on leads and establishing prospect engagement meetings for other advisors in the office. I also participate in team building for the organization.; Manage advisory business; 3712 105th Street, , Lubbock, TX, 79423; Investment-Related; 10/01/2020; 60 hours per month; 60 during trading hours / First Baptist Church Amherst; Supply preaching the second Sunday of each month while they seek a full-time pastor.; Supply preaching one Sunday a month for First Baptist Church Amherst.; 806 Adams Street, , Amherst, TX, 79231; Not Investment-Related; 12/08/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-26
• S63 Uniform Securities Agent State Law Examination
  2021-05-27

Other Names

• Mike Butts