Parker Freedman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-10
NH	RA	APPROVED	2024-09-09

TX RA
APPROVED

Since 2024-09-10
NH RA
APPROVED

Since 2024-09-09

Branch Locations

Salem, NH • United States

401 Edgewater Pl Ste 110, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ia Financial Advisors	Holden	MA	05/2020	02/2021
City Of Worcester	Worcester	MA	05/2018	08/2018
Ivy Wall Consult	Marstons Mills	MA	06/2018	08/2018
New Seabury On Cape Cod	Mashpee	MA	05/2019	08/2019
Little Kids Inc	Falmouth	MA	09/2015	08/2017
Clark University	Worcester	MA	08/2017	05/2021
Guardian Life Insurance	Needham	MA	02/2021	07/2024
Park Avenue Securities	Needham	MA	04/2021	07/2024
Bourne High School	Bourne	MA	08/2013	05/2017
Guardian Life Insurance Company	Killingly	CT	06/2024	07/2024
Park Avenue Securities	Killingly	CT	06/2024	07/2024
Ameriprise Financial Services, Llc	Wakefield	MA	08/2024	Present

05/2020 → 02/2021

Ia Financial Advisors

Holden, MA
05/2018 → 08/2018

City Of Worcester

Worcester, MA
06/2018 → 08/2018

Ivy Wall Consult

Marstons Mills, MA
05/2019 → 08/2019

New Seabury On Cape Cod

Mashpee, MA
09/2015 → 08/2017

Little Kids Inc

Falmouth, MA
08/2017 → 05/2021

Clark University

Worcester, MA
02/2021 → 07/2024

Guardian Life Insurance

Needham, MA
04/2021 → 07/2024

Park Avenue Securities

Needham, MA
08/2013 → 05/2017

Bourne High School

Bourne, MA
06/2024 → 07/2024

Guardian Life Insurance Company

Killingly, CT
06/2024 → 07/2024

Park Avenue Securities

Killingly, CT
08/2024 → Present

Ameriprise Financial Services, Llc

Wakefield, MA

Previous Registrations

2021-08-10 → 2024-07-31

Park Avenue Securities Llc

Needham, MA

Killingly, CT

Other Businesses

Independent Insurance Brokering; Guardian Life Insurance Company of America; 08/13/2024; Term Life, Disability Income, Whole Life. Business Ownership; Canalmen Tax Consulting LLC; Owner; Tax Preparation; 26 Budron Ave , Unit B, Salem, NH, 03079; Not Investment-Related; 04/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; TPFG LLC; I am an associate financial advisor; Manage advisory business; 401 Edgewater Pl, Ste 110, Wakefield, MA, 01880; Investment-Related; 08/21/2024; 40 to 59 hours per month; 40 to 59 during trading hours / Canalmen Tax Consulting; Owner; Tax Preparation; 26 Budron Ave, , Salem , NH, 03079; Not Investment-Related; 04/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-26

S66 Uniform Combined State Law Examination

2021-06-26

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Parker Freedman
Parker Otto Freedman

View on SEC IAPD