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Lampasas, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tres Playas Quarter Horses Llc | Bulverde | TX | 08/2015 | Present |
| Casa Garcias | New Braunfeits | TX | 02/2016 | 12/2016 |
| H-E-B | Bulverde | TX | 01/2017 | 12/2017 |
| Us Army | Fort Sill | OK | 12/2017 | 12/2018 |
| Chris Byrd Law | Bulverde | TX | 03/2019 | 01/2020 |
| Ascendant Alternative Strategies | New York | NY | 10/2020 | 02/2021 |
| Unemployed | Bulverde | TX | 02/2020 | 10/2020 |
| Fox Chase Capital | Port Reading | NJ | 02/2021 | 03/2021 |
| First Trust Advisors L.P. | Wheaton | IL | 03/2021 | 04/2025 |
| First Trust Portfolios L.P. | Wheaton | IL | 03/2021 | 04/2025 |
| Gateway Financial Advisors Texas, Llc | Lampasas | TX | 07/2025 | Present |
OTHER BUSINESS NAME: TRES PLAYAS QUARTER HORSES, LLC. LOCATION: Lampasas, TX NATURE OF BUSINESS: HORSE BREEDING. POSITION OR TITLE: MANAGER. RESPONSIBILITIES: SHOWING AND SALES OPERATION. OVERSIGHT OF TRAINING AND BREEDING DECISIONS. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL / DURING MARKET HOURS): 8 TOTAL / NONE DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-21 |
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