Richlieu Berkley

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 09/2016
  Einstein Bagels
  Minnetonka, MN
• 01/2018 → 08/2020
  Milios Sandwiches
  Minneapolis, MN
• 08/2020 → 09/2022
  Equitable Advisors, Llc
  Minneapolis, MN
• 09/2022 → Present
  Principal Life Insurance Company
  Minnetonka, MN
• 09/2022 → Present
  Principal Securities Inc
  Minnetonka, MN
• 09/2012 → 05/2020
  Student
  Minnetonka, MN

Previous Registrations

• 2020-12-23 → 2022-10-06
  Equitable Advisors, Llc
  Minneapolis, MN

Other Businesses

**THE LIGHTHOUSE POSITION: Lighthouse Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2025 North 4th Street, Minneapolis MN 55411, United States DESCRIPTION: I help the lighthouse forecast for the future and ensure balance sheet is accurate. As well as fundraise and help with marketing. **FIXED INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2022 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: **Outside Fixed Insurance thru various carriers; Life, Fixed Annuity, DI, Health, LTC, Medicare Supplement, Group Insurance. **THE POWER OR PEOPLE LEADERSHIP INSTITUTE POSITION: Lead Mentor NATURE: Mentoring INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2021 ADDRESS: 600 N 18th Ave, Minneapolis MN 55411, United States DESCRIPTION: I mentor boys at different high schools. We go over a leadership course and field trips. **EAGLE RIDGE ACADEMY POSITION: High school Basketball Coach NATURE: Coach INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 11111 Bren Rd w, Minnetonka MN 55343, United States DESCRIPTION: I coach and Referee High School Basketball. **THE BLACK AND RICH PODCAST POSITION: The Black and Rich Podcast NATURE: Podcast INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2022 ADDRESS: 1229 NE 2ND ST, Minneapolis MN 55413, United States DESCRIPTION: I host a podcast where I bring on local business owners and have them speak about their business and how they got here. **BNI POSITION: Chapter Success Coach NATURE: Chapter Success Coach INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2023 ADDRESS: 340 Willow Drive N., Long Lake MN 55356, United States DESCRIPTION: I go to different BNI chapters and coach them in how to grow their chapter. **UNITING DISTANT STARS POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 515 14th Ave SE Apt A425, Minneapolis MN 55414, United States DESCRIPTION: I am in the board of the Non-profit. It's based in my home country. They help bring education to kids that wouldn't have the opportunity. I help fundraise and help the organization grow. **MINNESOTA PRIVATE COLLEGE FUND POSITION: FINANCIAL LITERACY CONSULTANT NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 445 Minnesota Street, Suite 500, St. Paul MN 55101, United States DESCRIPTION: Teach a financial literacy class to students about to graduate from 10 private colleges. **YOUTHPRISE POSITION: Finance Committee Charter NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 3001 Broadway St NE Suite #330, Minneapolis MN 55413, United States DESCRIPTION: 1. Provide direction for the entire Board of Directors for fiscal responsibility.2. Regularly review the organization's revenues and expenditures, balance sheet, investments and other matters related to its continued solvency.3. Approve the annual budget and recommend to the full Board of Directors for approval.4. Oversee the maintenance of organization-wide assets, including prudent management of organizational investments.5. Oversee adherence to the Investment Policy.6. Ensure preparation of an annual audit, tax form 990, and audited financial statements.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-08

Other Names

• Rich Berkley
• Richlieu Berkley
• Richlieu J Berkley