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Vinicius Medeiros Dos Santos

Ubs Financial Services Inc.

Miami, FL

CRD 7303460

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-13
  • FL RA
    APPROVED
    Since 2023-12-13

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 10/2020 02/2023
Unemployed Charlotte NC 09/2020 10/2020
Charlotte Independence Soccer Club Cornelius NC 06/2019 08/2020
Carolina Rapids Soccer Club Cornelius NC 06/2018 06/2019
Unemployed Charlotte NC 04/2018 06/2018
Valparaiso Football Club Phoenix AZ 07/2016 03/2018
Titus Sports, Llc Scottsdale AZ 12/2016 04/2018
Ubs Financial Services Inc Miami FL 05/2023 Present
  • 10/2020 → 02/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2020 → 10/2020
    Unemployed
    Charlotte, NC
  • 06/2019 → 08/2020
    Charlotte Independence Soccer Club
    Cornelius, NC
  • 06/2018 → 06/2019
    Carolina Rapids Soccer Club
    Cornelius, NC
  • 04/2018 → 06/2018
    Unemployed
    Charlotte, NC
  • 07/2016 → 03/2018
    Valparaiso Football Club
    Phoenix, AZ
  • 12/2016 → 04/2018
    Titus Sports, Llc
    Scottsdale, AZ
  • 05/2023 → Present
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2020-12-04
  • S66 Uniform Combined State Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2020-12-04
Other Names
  • Vinicius Medeiros Dos Santos
  • Vinicius Medeiros Dossantos

View on SEC IAPD

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