Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-13 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 10/2020 | 02/2023 |
| Unemployed | Charlotte | NC | 09/2020 | 10/2020 |
| Charlotte Independence Soccer Club | Cornelius | NC | 06/2019 | 08/2020 |
| Carolina Rapids Soccer Club | Cornelius | NC | 06/2018 | 06/2019 |
| Unemployed | Charlotte | NC | 04/2018 | 06/2018 |
| Valparaiso Football Club | Phoenix | AZ | 07/2016 | 03/2018 |
| Titus Sports, Llc | Scottsdale | AZ | 12/2016 | 04/2018 |
| Ubs Financial Services Inc | Miami | FL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-04 |
Reach out to this advisor