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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-17 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Walnut Creek | CA | 10/2020 | 06/2022 |
| J.P. Morgan Securities Llc | Walnut Creek | CA | 10/2020 | 06/2022 |
| Ecolab | San Ramon | CA | 04/2014 | 09/2020 |
| Ubs Financial Services | Walnut Creek | CA | 06/2022 | Present |
NAME OF OTHER BUSINESS: Brian Lopipero / INVESTMENT RELATED?: Yes/ ADDRESS: 2205 Alps Court / NATURE OF THE BUSINESS: Selling baseball cards on ebay / POSITION: Proprietor / owner/ DUTIES: List items and ship them/ START DATE:09/23/2022 / HOURS DEVOTED TO BUSINESS: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-16 |
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