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Graham Michael Barrett

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-13

Branch Locations

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Louisville Louisville KY 08/2016 05/2020
Louisville Boat Club Louisville KY 05/2018 07/2018
Plainview Swim And Tennis Center Louisville KY 05/2019 07/2019
Unemployed Louisville KY 06/2020 09/2020
Equitable Advisors, Llc New York NY 10/2020 01/2021
Charles Schwab & Co., Inc. Westlake TX 02/2021 Present
  • 08/2016 → 05/2020
    University Of Louisville
    Louisville, KY
  • 05/2018 → 07/2018
    Louisville Boat Club
    Louisville, KY
  • 05/2019 → 07/2019
    Plainview Swim And Tennis Center
    Louisville, KY
  • 06/2020 → 09/2020
    Unemployed
    Louisville, KY
  • 10/2020 → 01/2021
    Equitable Advisors, Llc
    New York, NY
  • 02/2021 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-09
S63 Uniform Securities Agent State Law Examination 2021-05-26
  • S66 Uniform Combined State Law Examination
    2026-01-09
  • S63 Uniform Securities Agent State Law Examination
    2021-05-26
Other Names
  • Graham Barrett
  • Graham Michael Barrett

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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