Kristen Jean Zaharski

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-28
IL	RA	APPROVED	2021-03-31

TX RA
APPROVED_RES

Since 2021-06-28
IL RA
APPROVED

Since 2021-03-31

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Park Ridge, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Chicago	IL	11/2020	Present
Unemployed	Park Ridge	IL	06/2020	11/2020
Anderson, Rasor & Partners, Llp	Chicago	IL	08/2012	06/2020

11/2020 → Present

Ubs Financial Services, Inc.

Chicago, IL
06/2020 → 11/2020

Unemployed

Park Ridge, IL
08/2012 → 06/2020

Anderson, Rasor & Partners, Llp

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-22

S66 Uniform Combined State Law Examination

2021-03-22

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

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